Cathy is a Retirement Plan Consultant in the Irvine, CA office. She assists clients with fiduciary compliance, plan design, plan benchmarking, vendor searches, plan transitions, vendor management, investment reviews and ongoing plan administration. Her expertise lies in fiduciary risk mitigation, technical retirement plan knowledge, participant education strategies, investment committee meeting facilitation, problem resolution and plan operational support. Cathy was recognized in 2015 by the National Association of Plan Advisors (NAPA) on their inaugural MVP list of Top Women Advisors.* This honor is based on NAPA’s nomination and qualification process, including voting by plan sponsor clients and industry peers.
Prior to joining SageView, Cathy spent 18 years with the Capital Group serving in many different capacities including Retirement Plan Specialist, Dealer Relations Representative supporting home office broker/dealer retirement plan management and Institutional Client Relationship Manager responsible for clients with retirement plan assets of $20 million to $1 billion invested in the American Funds.
Cathy received a Bachelor’s Degree in Finance from California State University, Long Beach. Cathy is also a member of the Orange County Chapter of the Western Pension & Benefits Council. Cathy holds Series 6, 63 and 65 securities registrations.
*Recognition from rating services or publications is no guarantee of future investment success. Working with a highly rated advisor does not ensure that a client or prospective client will experience a higher level of performance of results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client’s evaluations.